3
FORM 8-A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
DELCATH SYSTEMS, INC.
------------------------------------------------------
(Exact Name of Registrant as Specified in its Charter)
Delaware 06-1245881
- ---------------------------------------- ------------------------------------
(State of Incorporation or Organization) (I.R.S. Employer Identification No.)
1100 Summer Street
Stamford, CT 06902 06905
---------------------------------------- ----------
(Address of Principal Executive Offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
- ------------------------------------------ ------------------------------
2003 Redeemable Common Stock Purchase Boston Stock Exchange
Warrant
If this Form relates to the registration of a class of securities pursuant
to Section 12(b) of the Exchange Act and is effective upon filing pursuant to
General Instruction A.(c), please check the following box. [ X ]
If this Form relates to the registration of a class of securities pursuant
to Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. [ X ]
Securities Act registration statement file number to which this form
relates: 333-101661
Securities to be registered pursuant to Section 12(g) of the Act:
2003 Redeemable Common Stock Purchase Warrants
(Title of Class)
Item 1. Description of Registrant's Securities to be Registered
The description of the Registrant's 2003 Redeemable Common Stock Purchase
Warrants is contained under the caption "Description of Our Capital Stock and
Other Securities - Warrants - 2003 Warrants" in the Prospectus included in the
Registrant's Registration Statement on Form SB-2 (No. 333-101661) (the
"Registration Statement") which has been filed with the Securities and Exchange
Commission, which description is herein incorporated by reference.
Item 2. Exhibits
Exhibit No. Description
1 Rights Agreement, dated October 30, 2001, by and between Delcath
Systems, Inc. and American Stock Transfer & Trust Company, as
Rights Agent (incorporated by reference to Exhibit 4.7 to
Registrant's Registration Statement on Form 8-A dated November
12, 2001 (Commission File No. 001-16133)).
2. Form of Underwriter's Unit Warrant Agreement (incorporated by
reference to Exhibit 4.1 to Amendment No. 1 to Registrant's
Registration Statement on Form SB-2 (Registration No.
333-101661)).
3. Specimen 2003 Warrant (incorporated by reference to Exhibit 4.2
to Amendment No. 1 to Registrant's Registration Statement on Form
SB-2 (Registration No. 333-101661)).
4. Form of Warrant Agent Agreement by and between Delcath Systems,
Inc. and American Stock Transfer & Trust Company, as warrant
agent with respect to the 2003 Warrants (incorporated by
reference to Exhibit 4.8 to Amendment No. 1 to Registrant's
Registration Statement on Form SB-2 (Registration No.
333-101661)).
2
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the Registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereto duly authorized.
DELCATH SYSTEMS, INC.
(Registrant)
By: /s/ M. S. KOLY
---------------------------------
M.S. Koly
President/CEO
Date: 3/28, 2003
..StmLib1:1005332.1